Statutory Disclosures

Attention Investor,
Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with us. Receive information of your transactions directly from Stock Exchange / Depositories on your mobile/email at the end of the day and alerts on your registered mobile for all debits and other important transactions in your demat account directly from CDSL on the same day. - Issued in the interest of investors. Circular No.: NSE/INSP/27436, BSE - 20140901-21

Neo Wealth Management PVT LTD
SEBI Registration No.: INZ000306537 (Stock Broking), Membership: NSE (90296), BSE (06792), MCX (57520) & NCDEX (01318) | DP SEBI Registration No.: IN-DP-725-2022 (CDSL-12096600 & NSDL-IN304756) | AMFI Registration Number: 258756 | APMI Registration Number: APRN00292 | Investment Adviser: INA000017286-Type-Non Individual , Validity of Registration-Perpetual, Principal Officer Contact Number +91 22 66423600, Email Id- PO_advisory@neo-wealth.com| CINU74140MH2021PTC367572

Registered Address: 903, B-Wing, 9th Floor, Marathon Futurex, Mafatlal Mills Compound, N.M. Joshi Marg, Lower Parel Mumbai, 400013. Tel +91 22 66423600.

Compliance Officer: Mr. A. Jayadevan. Ph: +91 22 66423600, Email: Compliance@neo-wealth.com.

ASBA :- No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investors account.

Investment in securities market are subject to market risks, read all the related documents carefully before investing

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

Kindly note that as per NSE circulars nos: NSE/INVG/36333 dated November 17, 2018, NSE/INVG/37765 dated May 15.2018 and BSE circular nos: 20171117-18 dated November 17, 2018, 20180515-39 dated May 15.2018, trading in securities in which unsolicited messages are being circulated is restricted. The list of such stocks are available on the website of NSE & BSE. Investors are advised not to blindly follow the unfounded rumours, Tips given in social networks, SMS, WhatsApp, Blogs etc. and invest only after conducting appropriate analysis of respective companies.

Important update: Mandatory 6 KYC Attributes and Pan Aadhaar linking.

Clients are required to ensure the following 6 KYC attributes are updated for their Demat and Trading account: Name, Address, PAN, Valid Mobile Number, Valid E-mail ID, and Income Range. Any non-compliant account for the above requirement will be liable to be made inactive.

In case PAN is not seeded with AADHAAR before 31st March, 2023 or any other date as notified by Government, it will not be considered as a valid PAN. Visit https://eportal.incometax.gov.in/iec/foservices/#/pre-login/bl-link-aadhaar to link it now.

CDSL advisory : If non-compliant clients have taken any position for any settlements from June 30, 2022, they should execute Early / normal pay-in instructions for transferring securities to TM/CM/CC well in advance but latest by EOD of July 01, 2022, to avoid the risk of non-delivery for sell trades of June 30, 2022 and July 01, 2022 due to freezing of demat accounts for debits as mentioned above. Future dated debit instructions (if any and balance is not blocked in the account) executed for the deficient account, would be failed once account is frozen for debits.